Plus500EE AS

Подробности
Основная информация
Компания

Expectations for the candidate

We are seeking a diligent and proactive Senior Compliance Officer to join our Plus500EE team. In this role, you will be instrumental in ensuring that our operations align with regulatory standards and internal policies, contributing to a culture of integrity and compliance. The ideal candidate is not only knowledgeable in financial regulations, but also brings a keen eye for detail, a strong analytical mindset, and the ability to communicate effectively across teams. If you are committed to upholding compliance standards and enjoy working in a dynamic, data-driven environment, we invite you to consider this opportunity with Plus500EE.

This is an exciting chance to contribute directly to our compliance framework, collaborating with teams to support our growth and maintain our reputation for excellence.

Requirements for the Candidate:

Education: Bachelors degree in law, economics or in a related field (preferred).

Good to have:

familiarity with financial regulations, knowledge of MiFID II is a bonus.
prior experience working in compliance or legal fields, with comfort in working with data.

Language skills: fluent in Estonian and English; additional proficiencies are an advantage.

Soft skills:

positive attitude and proactive approach;
strong verbal and written communication skills;
analytical, critical and logical thinking abilities;
high ethical standards and integrity in handling sensitive information.

Description of the duties

You will assist the Compliance Function in its daily operations, with duties including:

Developing, designing and drafting appropriate policies, procedures and controls, as required for the Company under applicable laws, regulations and guidelines. Performing regular review of the relevant internal framework documents.
Monitoring the adequacy and effectiveness of the measures, practices, policies and procedures of the Company on a regular basis. Initiating and working on related changes to the aforementioned.
Performing compliance monitoring and review activities in the investment services area, including the review of various marketing materials and affiliate marketing as well as customer communication;
Performing oversight and monitoring of EMIR and MiFIR transaction reporting, potential market abuse and insider trading, best execution, elective professional clients, conflicts of interest, MiFID II knowledge and competence requirements, inducements, product governance and new products approval etc.
Liaising with all relevant business and support areas within the Group and providing relevant advice and support and day-to-day assistance to the Company's in-house and outsourced staff, as deemed necessary, including in relation to customer support, complaints management, marketing communication and product governance requirements.
Monitoring relevant regulatory developments across multiple jurisdictions and alerting the Head of Compliance, Management Board, Supervisory Board and any relevant staff as necessary. Highlighting most pertinent actions and actions needed to ensure timely compliance with new regulations.
Oversight, advice and support regarding certain ICT and operational risks.
Reporting relevant compliance monitoring findings and recommendations or correction of any deficiencies to the Head of Compliance and/or Management Board as appropriate.

We offer

Why Join Plus500EE?

At Plus500EE, we believe in creating a workplace where you can thrive both professionally and personally. Here's why you should consider joining our team:

Competitive Salary: We value your expertise and commitment and ensure a package that reflects your worth.
Sports Compensation: Stay active and healthy with our support for your fitness goals.
Prime Location: Our office is conveniently located in the city center.
Healthy Snacks & Drinks: Enjoy a selection of snacks and beverages to keep you energized throughout the day.
Supportive Colleagues: Join a team of professionals who are not only dedicated to excellence but also supportive and collaborative in their approach.

If youre looking for a role where your contributions make a meaningful impact and a workplace that prioritizes your well-being, Plus500EE is the place for you.

We look forward to welcoming you to our team!

Вы можете узнать среднюю зарплату на эту должность на palgad.ee.

Дополнительная информация: Competitive salary, Stebby sports compensation, prime location in city center, healthy drinks and snacks in the office

Место работы

Эстония

Тип работы

Полный рабочий день

Навыки:

Compliance Regulatory Financial Services Investment Services Forex Risk Management Legal analysis DORA MiFID II GDPR Regulatory Communication

Языки

Английский
Эстонский

Контактное лицо
Liis Halling

Plus500 is a global multi-asset fintech group operating proprietary technology-based trading platforms. Plus500 offers customers a range of trading products, including Contracts for Difference (CFDs), share dealing, and futures trading. Plus500 has a premium listing on the Main Market of the London Stock Exchange (symbol: PLUS) and is a constituent of the FTSE 250 index.