Trade Surveillance Analyst

Interactive Brokers Software Services Estonia

Подробности
Основная информация
Компания

Job Description & Responsibilities

Interactive Brokers is looking for Trade Surveillance Analysts for its Tallinn office, IBEST. These Analysts will review and analyze the trading activity of the firms clients to identify potential breaches of market conduct rules or market-related financial crime. IBKR does not use vendor solutions; rather, it builds its own proprietary surveillance capability, leveraging its historical proprietary trading background. The IBEST surveillance role, therefore, offers interesting work and challenges and opportunities for deep-dive investigations versus the mass false-positive alert processing roles offered in many financial institutions.

Responsibilities

Conducting trade surveillance and monitoring of transactions on US markets, including OTC and any product(s) that Interactive Brokers LLC offers, for potential insider dealing or market manipulation
Ensuring appropriate and timely alert management, following standards for closure or escalation
Documenting surveillance reviews, investigations, and other activities following guidelines
Assisting with the ongoing design, development and calibration of reports and systems to help identify suspicious transaction
Preparing SARs for submission to regulators
Assisting with written responses to inquiries from the SEC, other regulators, or exchanges regarding trading activity by Interactive Brokers LLC customers
Liaising with global colleagues to ensure all impacted legal entities are informed of suspicious activity and working closely with the AML team

Requirements

Background in client trading surveillance preferred
Strong product knowledge of equity or exchange-traded derivative markets or, preferably, both
Solid academic background
High degree of comfort with computers and technology and understanding of how technology is applied to business and regulatory problems;
Ability to work in a small team and fast-paced environment; to work independently and multi-task with minimal supervision
Strong analytical thinking and attention to detail
Strong judgment and decision-making skills
Excellent oral and written communication skills
Candidates must have an EU passport or a qualifying work permit/residency to work in Estonia.

Company Benefits & Perks

Discretionary, performance based bonus
Private health insurance, sport activity compensation
Stock incentive plan
Daily food allowance in the office
Hybrid way of working (2 days home office/week)
Great atmosphere with friendly and exceptional colleagues and frequent company outings.

*The benefits package will be reviewed regularly and may be subject to change.

Additional information

To speed up your application processing please apply here: https://job-boards.greenhouse.io/ibkr/jobs/7939358002

Вы можете узнать среднюю зарплату на эту должность на palgad.ee.

Место работы

Эстония

Тип работы

Полный рабочий день
Гибкий график

Языки

Английский

Контактное лицо
Tamas Gyori

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Вебсайт компании: http://www.interactivebrokers.com